In today’s evolving financial services technology space, RegTech (regulatory technology), is fast becoming a game-changer in the challenging business area of compliance. RegTech brings agility, speed, integration and analytics into the mix of interpreting regulation and how compliance and operational risk is managed and reported in an automated way.
Taking into consideration both new and existing rules, regulations, sanctions, and industry-specific guidance, as prescribed by the respective regulatory body, RegTech is also creating opportunities for organisations to develop and deliver better customer experience.
Join the FSC and RBC Investor & Treasury Services for the first Technology Workshop Series event of the year. This free event welcomes a dynamic line-up of industry experts on the panel, who will discuss current and trending issues concerning regulatory technology.
ABOUT YOUR SPEAKERS
Deborah Young | CEO | RegTech Association
Deborah is the founding CEO of the RegTech Association (RTA), a non-profit industry member association founded in 2017. The mission for the RTA is to accelerate the adoption of RegTech to solve the greatest regulatory and compliance challenges and to position the APAC region as a centre of excellence for RegTech. Deborah is an accomplished executive, non-executive director, mentor and strategic business consultant. Deborah also has over 20 years' experience as a senior executive across financial services, including investment banking, private equity, venture capital, insurance and superannuation spectrums. Most recently Deborah has worked at AVCAL, Microsoft, Digivizer, Data61 and muru-D, Telstra's accelerator.
Justin Burman | Director, Full Service, Product (APAC) | RBC Investor & Treasury Services
Justin is responsible for the Full Service Product suite in APAC across custody, fund accounting, unit pricing, financial and regulatory reporting, tax services and client reporting. His role includes responsibility across APAC for RBC I&TS’ bundled services product strategy. Justin has over 25 years of financial services experience joining RBC I&TS after 14 years with BNP Paribas Securities Services, in Sydney, most recently as Head of Product, Institutional Investor Services, Australia and New Zealand.
Lisa Schutz | Founder and CEO | Verifier
Lisa is a founding director of the RegTech Association, and in her own business, is pioneering customer driven data sharing and started out by solving for proof of income to solve the responsible lending challenge - by using non-bank data, particularly payroll data. Lisa is on APRA’s Data Collection Strategic Industry Group and is a member of the Advisory Committee established by the Federal Government to advise on the Open Banking standards setting process. Lisa is also the author of Decisions Not Data - a book designed to help CEOs and their teams make more strategic use of data.
Samantha Clarke | Founder and CEO | Advice RegTech
Samantha has 25 years financial services experience spanning strategy, product development, policy, government and regulator relations, marketing, distribution and digital for multi-nationals, NFPs and start-ups. Samantha's work has been recognised with industry awards for Leadership, Compliance Innovation, and Industry Advocacy, including being named as the 2018 Innovator of the Year by Money Management. Samantha's company, Advice RegTech, was featured at ASIC’s inaugural RegTech showcase in 2017, is a founding member of the RegTech Association and a member of FinTech Australia. The brand's compliance automation software takes the burden out of checking advice files for best interests duty.
Harold Lucero | Co-Founder and CEO | Discidium
Harold’s company, Discidium, delivers innovative technology that enables affordable education and financial inclusion. Harold previously founded RegTech and data firm, Lucsan, which offered enterprise data and risk management solutions for the financial services industry. Lucsan was recognised as one of Australia's fastest growing companies, ranking 18th in the BRW Fast 100 list in the late 2000's. In early 2018, ASX-listed company IRESS, a leading Australian supplier of innovative technology solutions for the financial markets, announced the full acquisition of Lucsan after making an earlier investment in the company. Harold is a RegTech Association Board Director and is a keen promoter of entrepreneurship programs, mentoring across various start-up eco-systems.