Mandate

This Committee is responsible for the oversight of the Financial Services Council's ("FSC") Standard No. 1 – Industry Code of Ethics, Code of Conduct and reviewing FSC member compliance with FSC Standards.

The role of this Committee is to:

  • consider Board Committee proposals for the development of new Standards and revisions to existing Standards;
  • review and make final recommendations to the Board for the approval of draft Standards or Guidance Notes, and revisions to existing Standards or Guidance Notes;
  • oversee the annual FSC Standards compliance process and provide a report to the Board; and
  • hear and assess complaints against FSC member companies, non-compliance with FSC’s Standards and expediting disciplinary action if required.

 

Members

The Committee comprises one member of the FSC's Board:

  1. FSC Deputy Chair, David Bryant, Chief Executive Officer, Australian Unity, Wealth & Chief Investment Officer, Australian Unity Group
  2. FSC Director, Jen Driscoll, Chief Executive Officer, AllianceBernstein (Australia) Limited 
  3. FSC Director, Paul Rohan, Head of Wealth Management & CEO Sandhurst Trustees, Bendigo Adelaide /Sandhurst Trustees Ltd

 

FSC Contacts

For more information please contact either;

 
Paul Callaghan
General Counsel & Company Secretary

02 8235 2526
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David McGlynn

Senior Legal Counsel
02 8235 2530
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