Mandate

This Committee is responsible for the oversight of the Financial Services Council's ("FSC") Standard No. 1 – Industry Code of Ethics, Code of Conduct and reviewing FSC member compliance with FSC Standards.

The role of this Committee is to:

• consider Board Committee proposals for the development of new Standards and revisions to existing Standards;
• review and make final recommendations to the Board for the approval of draft Standards or Guidance Notes, and revisions to existing Standards or Guidance Notes;
• oversee the annual FSC Standards compliance process and provide a report to the Board; and
• hear and assess complaints against FSC member companies, non-compliance with FSC’s Standards and expediting disciplinary action if required.

Members

The Committee comprises one member of the FSC's Board:

1. FSC Deputy Chair, David Bryant, Chief Executive Officer, Australian Unity, Wealth & Chief Investment Officer, Australian Unity Group
2. FSC Director, Jen Driscoll, Chief Executive Officer, AllianceBernstein (Australia) Limited 
3. FSC Director, Paul Rohan, Head of Wealth Management & CEO Sandhurst Trustees, Bendigo Adelaide /Sandhurst Trustees Ltd

FSC Contacts

For more information please contact either;