Folder Guidance Note

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Guidance Note GN53 CPS 230 Criticality and Materiality Guidance ( pdf, 4.35 MB )
Guidance Note GN52 Fund Manager Due Diligence (including CPS 230) Questionnaire ( pdf, 4.26 MB )
Guidance Note GN51 Errors in Pricing/Crediting Rate when Determining scheme interests ( pdf, 4.30 MB )
Guidance Note GN50 Valuation of Schemes Assets & Liabilities ( pdf, 4.31 MB )
Guidance Note GN49 Crediting Rates ( pdf, 4.31 MB )
Guidance Note GN48 Scheme Pricing ( pdf, 4.38 MB )
Guidance Note GN47 Presentation of Past Performance Information and Visual Promotions ( pdf, 4.22 MB )
Guidance Note GN46 Investment Option Performance - Calculation of Returns ( pdf, 4.37 MB )
Guidance Note GN44 Climate Risk Disclosure in Investment Management ( pdf, 5.71 MB )
Guidance Note GN45 Diversity, Proxy Voting and ESG in Superannuation ( pdf, 4.41 MB )
Guidance Note GN40 Modern Slavery APR22 (with appendix) ( pdf, 4.65 MB )
Guidance Note Guidance Note 42 Claims handling standards for super funds ( pdf, 170 KB )
Guidance Note Guidance Note 41 Developing a Vulnerable Member Policy ( pdf, 230 KB )
Guidance Note Guidance Note 40 Responding to the Modern Slavery Reporting Requirements ( pdf, 530 KB )
Guidance Note GN37 Operational Due Diligence Questionnaire template (Word) ( docx, 688 KB )
Guidance Note Guidance Note 38 Improving Gender Balance within Investment Management Teams ( pdf, 266 KB )
Guidance Note Guidance Note 38 Improving Gender Balance within Investment Management Teams ( pdf, 1.18 MB )
Guidance Note FSC Guidance Note 5 Industry Terms and Definitions ( pdf, 188 KB )
Guidance Note FSC Guidance Note No. 31 Provisioning for Deferred Tax Assets ( pdf, 147 KB )
Guidance Note AIST Operational Due Diligence Guidance Note - FAQs from Investment Managers ( pdf, 72 KB )
Guidance Note Explanatory letter from FSC, AIST & ASFA in relation to IWG Guidance Note 34 ( pdf, 232 KB )
Guidance Note GN34 31214196(10) ASIC Form Guidance Note (Final) ( pdf, 50 KB )
Guidance Note Fees and Costs Disclosure ( pdf, 645 KB )
Guidance Note Guidance Note 10 - Brokerage Arrangements ( pdf, 199 KB )

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Date of Publication: 21 June 2024
Version: 1.0

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